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Securities Industry Association
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11	The Ontario Securities Commission PROPOSED AMENDMENTS TO NIAND ITS POLICY, NIAND OSC RULEINCLUDING RELATED FORMS) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-07-07 10:47:31 Exempt market dealer Investment 73rd United States Congress U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Canadian Securities Administrators Mutual Fund Dealers Association Investment Industry Regulatory Organization of Canada Prospectus Non-reporting issuer Ombudsman for Banking Services and Investments
12	News Release Nomura Announces Top Management Appointments Tokyo, June 22, 2016—Nomura Holdings, Inc. today announced the appointment of eleven Directors to its Board of Directors (including six Outside Directors) and Add to Reading List Source URL: www.nomuraholdings.com Language: English - Date: 2016-06-21 22:09:21 Nomura Corporate governance Committees Corporate law Nomura Securities Nomura Holdings Audit committee Koji Nagai Board of directors Securities Industry and Financial Markets Association Nomura Group
13	www.pwc.ie/assetmanagement Ireland - The ideal location for your funds Your guide to setting up a UCITS or AIF in Ireland Add to Reading List Source URL: www.pwc.ie Language: English - Date: 2016-08-13 02:44:45 Financial services Investment European Union directives Funds European Union law Undertakings for Collective Investment in Transferable Securities Directive Alternative Investment Fund Managers Directive Hedge fund Investment fund Specialized investment fund Association of the Luxembourg Fund Industry Depository bank
14	LAVCA MEMBERSHIP PACKAGE Building the Private Equity and Venture Capital Industry Add to Reading List Source URL: lavca.org Language: English - Date: 2016-04-19 10:39:27 Investment Private equity Financial markets Corporate finance Equity securities Venture capital The Blackstone Group Fund of funds China Venture Capital Association Private equity secondary market
15	Navigating a Changing Agency Market Mark Evans, CFA Director of Trading 1 Add to Reading List Source URL: www.gioa.us Language: English - Date: 2016-06-15 01:12:30 Systemic risk Bond market Fixed income market Securities Industry and Financial Markets Association Financial markets Bond Callable bond Fixed income Debt Money market
16	\| aifmd the alternative investment fund managers directive Luxembourg implementation Add to Reading List Source URL: www.alpp.lu Language: English - Date: 2015-07-03 11:03:00 Economy Money Finance Financial services European Union directives Funds Alternative Investment Fund Managers Directive Corporate law European Union Specialized investment fund Undertakings for Collective Investment in Transferable Securities Directive Association of the Luxembourg Fund Industry
17	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-11-20 09:00:46 Economy Finance Money United States securities law Self-regulatory organizations Crowdfunding Entrepreneurship U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Jumpstart Our Business Startups Act Securities Investor Protection Corporation Broker-dealer
18	DIVISION OF BANKING AND SECURITIES Page 8 Industry Associations and Organizations Alaska Bankers Association Add to Reading List Source URL: www.commerce.alaska.gov Language: English - Date: 2014-03-26 13:29:17
19	ICAV Toolkit A comprehensive guide to launching, converting or re-domiciling to Ireland The introduction of the Irish Collective Asset-management Add to Reading List Source URL: ic.rbcits.com Language: English - Date: 2016-01-22 11:02:49 Economy Finance Money Investment Collective investment schemes Financial services Funds Investment fund Undertakings for Collective Investment in Transferable Securities Directive Common contractual fund Association of the Luxembourg Fund Industry
20	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 15:48:39 Economy United States securities law Finance Money Employee Retirement Income Security Act Fiduciary North American Securities Administrators Association U.S. Securities and Exchange Commission Financial adviser Financial Industry Regulatory Authority DoddFrank Wall Street Reform and Consumer Protection Act Employee Benefits Security Administration

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